Product  | Group  | Type | Term/y | Headline | Minimum return | Underlying | Partici-
pation | Commission | Offer close | Payoff type |
|---|
| 1 Year Capital Guaranteed Plus - Issue 1 | Standard Life | Growth | 1.0192 | n/a | 100-100% | FTSE100 | n/a | | 22-Oct-2008 | Capped Call |
| 2 Year Capital Guaranteed Plus - Issue 1 | Standard Life | Growth | 2.0192 | n/a | 100-100% | FTSE100 | n/a | | 22-Oct-2008 | Capped Call |
| Arc Fixed Income Plan 7 - Cautious Income Option | Arc Capital & Income | Income | 5.0411 | 7.5% | 0-0% | FTSE100 | n/a | Initial 3% | 19-Sep-2008 | Reverse Convertible, Worst of Option |
| Arc Fixed Income Plan 7 - Higher Income Option | Arc Capital & Income | Income | 5.0411 | 9% | 0-0% | FTSE100 | n/a | Initial 3% | 19-Sep-2008 | Reverse Convertible, Worst of Option |
| Arc Stepped Kick-Out Plan 6 | Arc Capital & Income | Growth | 6.0027 | n/a | 0-0% | FTSE100, Inflation | n/a | Initial 3% | 19-Sep-2008 | Knock Out, Protected Tracker |
| Asia (Ex Japan) Protected Growth Plan 6 | Morgan Stanley | Growth | 6.0411 | n/a | 100-100% | Hang Seng Index, MSCI Taiwan | n/a | Initial 3% | 17-Oct-2008 | Knock Out, Uncapped Call |
| Asset Allocation Accelerated Growth Plan III (Europe) | Blue Sky Asset Management | Growth | 6.0219 | n/a | 0-0% | DJ Eurostoxx50 | n/a | Initial 3% (R... | 05-Sep-2008 | Protected Tracker, Enhanced Tracker |
| Asset Allocation Accelerated Growth Plan III (Japan) | Blue Sky Asset Management | Growth | 6.0219 | n/a | 0-0% | Topix | n/a | Initial 3% (R... | 05-Sep-2008 | Protected Tracker, Enhanced Tracker |
| Asset Allocation Accelerated Growth Plan III (UK) | Blue Sky Asset Management | Growth | 6.0219 | n/a | 0-0% | FTSE100 | n/a | Initial 3% (R... | 05-Sep-2008 | Protected Tracker, Enhanced Tracker |
| Asset Allocation Accelerated Growth Plan III (US) | Blue Sky Asset Management | Growth | 6.0219 | n/a | 0-0% | S&P500 | n/a | Initial 3% (R... | 05-Sep-2008 | Protected Tracker, Enhanced Tracker |
| Autopilot 3 (GBP) | Natwest International | Growth | 5.0082 | n/a | 100-100% | FTSE100, S&P500, DJ Eurostoxx50, Hang Seng Index, EPRA, Libor, MSCI Emerging Markets, Topix REIT Ind | n/a | Initial 4% | 12-Sep-2008 | Portfolio Insurance |
| Autopilot 3 (GBP) | Royal Bank of Scotland International | Growth | 5.0082 | n/a | 100-100% | FTSE100, S&P500, DJ Eurostoxx50, Hang Seng Index, EPRA, Libor, MSCI Emerging Markets, Topix REIT Ind | n/a | Initial 4% | 12-Sep-2008 | Portfolio Insurance |
| Bull & Bear Enhanced Investment Plan 4 | Arc Capital & Income | Growth | 6.0411 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 19-Sep-2008 | Bull Bear, Capped Call |
| Capital Guaranteed Bond 9 | Legal & General | Growth | 3.011 | n/a | 106.5-106.5% | FTSE100 | n/a | Initial 3% | 05-Sep-2008 | Uncapped Call |
| Capital Guaranteed Bond 9 | Legal & General | Growth | 3.011 | n/a | 106.5-106.5% | FTSE100 | n/a | Initial 3% | 05-Sep-2008 | Uncapped Call |
| Capital Protected Plan 2 - 3 Year Plan | Norwich Union | Growth | 3.0192 | n/a | 100-100% | FTSE100 | n/a | Initial 1.5% | 10-Nov-2008 | Capped Call |
| Capital Protected Plan 2 - 6 Year Plan | Norwich Union | Growth | 6.0274 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 10-Nov-2008 | Capped Call |
| Capital Protected Plan ISA 10 | HSBC Bank | Growth | 6.0329 | n/a | 100-100% | HSBC Optimised Global Emerging Markets Index | n/a | | 11-Sep-2008 | Capped Call |
| Capital Protected Plan ISA 11 | HSBC Bank | Growth | 6.0329 | n/a | 100-100% | FTSE100 | n/a | | 31-Oct-2008 | Capped Call |
| Capital Secure Fixed Growth Plan July 08 - 3 Year | NDFA | Growth | 3.0438 | n/a | 100-100% | FTSE100 | n/a | Initial 2.5% | 12-Sep-2008 | Digital |
| Capital Secure Fixed Growth Plan July 08 - 5 Year | NDFA | Growth | 5.0548 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 12-Sep-2008 | Digital |
| Defined Returns Plan - Capital Protected Options - Issue Z8 (3yr) | Barclays Wealth | Growth | 3.0301 | n/a | 100-100% | FTSE100 | n/a | Initial 2.5% | 30-Sep-2008 | Digital |
| Defined Returns Plan - Capital Protected Options - Issue Z8 (4yr) | Barclays Wealth | Growth | 4.0329 | n/a | 100-100% | FTSE100 | n/a | Up to 3% | 30-Sep-2008 | Digital |
| Defined Returns Plan - Capital Protected Options - Issue Z8 (5yr) | Barclays Wealth | Growth | 5.0301 | n/a | 100-100% | FTSE100 | n/a | Up to 3% | 30-Sep-2008 | Digital |
| Defined Returns Plan - Issue Z8 (Annual Kick-Out) | Barclays Wealth | Growth | 5.0274 | n/a | 0-0% | FTSE100 | n/a | Up to 3% | 30-Sep-2008 | Knock Out, Protected Tracker |
| Dynamic Growth Plan Plus 11 - Option 1 | Keydata | Growth | 6.0794 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 17-Oct-2008 | Capped Call |
| Dynamic Growth Plan Plus 11 - Option 2 | Keydata | Growth | 6.0794 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 17-Oct-2008 | Enhanced Tracker, Protected Tracker |
| Emerging Markets Optimiser - September 2008 Edition - Eastern Europe Option | Barclays Wealth | Growth | 5.0274 | n/a | 100-100% | CECEEUR, Russian Depository Index | n/a | Initial 3% | 31-Oct-2008 | Portfolio Insurance |
| Emerging Markets Optimiser - September 2008 Edition - Global Option | Barclays Wealth | Growth | 5.0274 | n/a | 100-100% | MSCI Emerging Markets | n/a | Initial 3% | 31-Oct-2008 | Portfolio Insurance |
| Enhanced Fixed Returns Plan - Issue 6 (3yr) | Lehman Brothers | Growth | 3.0493 | n/a | 100-100% | FTSE100 | n/a | Initial 2.25% | 26-Sep-2008 | Digital |
| Enhanced Fixed Returns Plan - Issue 6 (5yr) | Lehman Brothers | Growth | 5.0575 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 26-Sep-2008 | Digital |
| Extra Income Plan 22 | Keydata | Income | 6.074 | 7% | 0-0% | FTSE100 | n/a | Initial 3% | 10-Oct-2008 | Reverse Convertible |
| FTSE Capital Plus Plan 14 | Morgan Stanley | Growth | 6.0411 | n/a | 130-130% | FTSE100 | n/a | Initial 3% | 17-Oct-2008 | Uncapped Call |
| FTSE Protected Growth Plan 25 | Morgan Stanley | Growth | 6.0411 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 17-Oct-2008 | Knock Out, Uncapped Call |
| FTSE Super Tracker - September 2008 Edition (3yr) | Barclays Wealth | Growth | 3.0301 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 31-Oct-2008 | Enhanced Tracker, Protected Tracker |
| FTSE Super Tracker - September 2008 Edition (5yr) | Barclays Wealth | Growth | 5.0274 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 31-Oct-2008 | Enhanced Tracker, Protected Tracker |
| FTSE100 Accelerated Growth Plan 3 | Investec | Growth | 5.0247 | n/a | 0-0% | FTSE100 | n/a | Initial 3.5% | 03-Oct-2008 | Enhanced Tracker |
| FTSE100 and RPI Combination Plan 2 | Investec | Income | 5.0247 | n/a | 0-0% | FTSE100, Inflation | n/a | Initial 3% | 03-Oct-2008 | Reverse Convertible |
| FTSE100 Geared Returns Plan 3 | Investec | Growth | 5.0247 | n/a | 0-0% | FTSE100 | n/a | Initial 3.5% | 03-Oct-2008 | Capped Call, Enhanced Tracker, Protected Tracker |
| FTSE100 Protected Growth Plan 2 | Investec | Growth | 5.0247 | n/a | 100-100% | FTSE100 | n/a | Initial 3.5% | 03-Oct-2008 | Uncapped Call |
| Galaxy Protected Commodities Plan 7 - Capital Protected | Meteor Asset Management | Growth | 5.0411 | n/a | 100-100% | Brent Crude Oil, Copper, Corn, Milk, Natural Gas, Soybean, Wheat, WTI Crude Oil | n/a | Initial 3% | 19-Sep-2008 | Uncapped Call |
| Galaxy Protected Commodities Plan 7 - Super Growth | Meteor Asset Management | Growth | 5.0411 | n/a | 90-90% | Brent Crude Oil, Copper, Corn, Milk, Natural Gas, Soybean, Wheat, WTI Crude Oil | n/a | Initial 3% | 19-Sep-2008 | Protected Tracker |
| Global Titans Defined Return Plan - Issue Z12 | Barclays Wealth | Growth | 4.0247 | n/a | 0-0% | DJ Global Titans | n/a | Initial 3% | 07-Oct-2008 | Digital, Protected Tracker |
| Global Water Portfolio | Dawnay Day Quantum | Growth | 6.0219 | n/a | 100-100% | S&P Global Water Index | n/a | Initial 3% | 05-Sep-2008 | Protected Tracker |
| Growth Investment Plan Plus 15 | Legal & General | Growth | 6.0274 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 05-Sep-2008 | Uncapped Call, Knock Out |
| Growth Investment Plan Plus 15 | Legal & General | Growth | 6.0274 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 05-Sep-2008 | Uncapped Call, Knock Out |
| Growth Kick Out Plan July 08 | NDFA | Growth | 6.0466 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 16-Sep-2008 | Knock Out, Protected Tracker |
| Guaranteed 3 Year FTSE100 Plan 3-á- Option 1 | Investec | Growth | 3 | n/a | 100-100% | FTSE100 | n/a | Initial 2.25% | 03-Oct-2008 | Capped Call |
| Guaranteed 3 Year FTSE100 Plan 3-á- Option 2 | Investec | Growth | 3 | n/a | 100-100% | FTSE100 | n/a | Initial 2.25% | 03-Oct-2008 | Capped Call |
| Guaranteed 5 Year FTSE100 Plan 3-á- Option 1 | Investec | Growth | 5.0055 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Capped Call |
| Guaranteed 5 Year FTSE100 Plan 3-á- Option 2 | Investec | Growth | 5.0055 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Capped Call |
| Guaranteed Brazil and Agriculture Account | Barclays International | Growth | 5.0329 | n/a | 100-100% | MSCI Brazil, S&P GSCI Coffee ER, S&P GSCI Livestock ER, S&P GSCI Soybean ER, S&P GSCI Sugar ER | n/a | | 12-Sep-2008 | Capped Call |
| Guaranteed Capital Account 20 | Zurich Financial Services | Growth | 5.5041 | n/a | 100-100% | FTSE100 | n/a | Initial 3.25% | 23-Oct-2008 | Knock Out, Uncapped Call |
| Guaranteed Capital Account 21 | HSBC Investments | Growth and Income | 3.5041 | 5.5% | 100-100% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Uncapped Call |
| Guaranteed Capital Account 22 | HSBC Investments | Growth and Income | 6.0055 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Uncapped Call |
| Guaranteed FTSE Defined Returns Account | Barclays International | Growth | 3.0247 | n/a | 100-100% | FTSE100 | n/a | | 12-Sep-2008 | Digital |
| Guaranteed Global Growth Fund - September 2008 Series D (Pacific 100) | Manor Park | Growth | 5 | n/a | 100-100% | Nikkei 225, Hang Seng, HSCEI | 60-60% | Initial 4% | 12-Sep-2008 | Uncapped Call |
| Guaranteed Global Growth Fund - September 2008 Series D (Pacific 80) | Manor Park | Growth | 5 | n/a | 80-80% | Nikkei 225, Hang Seng, HSCEI | 120-120% | Initial 4% | 12-Sep-2008 | Uncapped Call |
| Guaranteed Return Bond 5 | West Bromwich Building Society | Growth | 4.0219 | n/a | 113-113% | FTSE100 | n/a | 3.25% | 21-Oct-2008 | Cliquet |
| Guaranteed UK Capital Growth - September 2008 Series (110) | Manor Park | Growth | 5 | n/a | 110-110% | FTSE100 | 45-45% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Capital Growth - September 2008 Series (85) | Manor Park | Growth | 5 | n/a | 85-85% | FTSE100 | 195-195% | Initial 4% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Capital Growth Fund - September 2008 Series A (UK 110) | Manor Park | Growth | 5 | n/a | 110-110% | FTSE100 | 25-25% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Capital Growth Fund - September 2008 Series A (UK 85) | Manor Park | Growth | 5 | n/a | 85-85% | FTSE100 | 125-125% | Initial 4% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Selected Growth Fund - September 2008 Series (100) | Manor Park | Growth | 3 | n/a | 100-100% | FTSE100 | 60-60% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Selected Growth Fund - September 2008 Series (85) | Manor Park | Growth | 3 | n/a | 85-85% | FTSE100 | 180-180% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Selected Growth Fund - September 2008 Series A (100) | Manor Park | Growth | 3 | n/a | 100-100% | FTSE100 | 35-35% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Guaranteed UK Selected Growth Fund - September 2008 Series A (85) | Manor Park | Growth | 3 | n/a | 85-85% | FTSE100 | 125-125% | Initial 3% | 12-Sep-2008 | Uncapped Call |
| Infrastructure Protected Growth Plan 1 | Morgan Stanley | Growth | 6.0411 | n/a | 100-100% | S&P Global Infrastructure Index | n/a | Initial 3% | 17-Oct-2008 | Knock Out, Uncapped Call |
| Kick-Out Performance Plan - Issue 2 - Annual Kick-Out Option | Lehman Brothers | Growth | 6.0575 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 26-Sep-2008 | Knock Out, Protected Tracker |
| Kick-Out Performance Plan - Issue 2 - Semi-Annual Kick-Out Option | Lehman Brothers | Growth | 6.0575 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 26-Sep-2008 | Knock Out, Protected Tracker |
| Minimum Return Plan - September 2008 Edition | Barclays Wealth | Growth | 6.0274 | n/a | 118-118% | FTSE100 | n/a | Initial 3% | 31-Oct-2008 | Digital |
| Old Mill ABC Hindsight Plan | Blue Sky Asset Management | Growth | 5.0219 | n/a | 100-100% | DJ AIG Commodity, DJ Eurostoxx50, FTSE100, Inflation, S&P BRIC 40, S&P500, Topix | n/a | | 12-Sep-2008 | Rainbow |
| Prima Growth Plan 9 - Annual Option | Meteor Asset Management | Growth | 6.0411 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Knock Out, Protected Tracker |
| Prima Growth Plan 9 - Half Yearly Option | Meteor Asset Management | Growth | 6.0411 | n/a | 0-0% | FTSE100 | n/a | Initial 3% | 03-Oct-2008 | Knock Out, Protected Tracker |
| Protected FTSE Plan - September 2008 Edition (3yr) | Barclays Wealth | Growth | 3.0301 | n/a | 100-100% | FTSE100 | n/a | Initial 2.5% | 31-Oct-2008 | Capped Call |
| Protected FTSE Plan - September 2008 Edition (5yr) | Barclays Wealth | Growth | 5.0274 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 31-Oct-2008 | Capped Call |
| Protected FTSE Plan - September 2008 Edition - Early Maturity | Barclays Wealth | Growth | 5.0274 | n/a | 100-100% | FTSE100 | n/a | Initial 3% | 31-Oct-2008 | Capped Call, Knock Out |
| Protected Portfolio Investment - Absolute Return | Skandia | Growth | 5.537 | n/a | 100-100% | Artemis Income, Invesco Perpetual Corporate Bond, New Star UK Alpha, Norwich Property Trust, Schrode | n/a | Initial 3% | 15-Oct-2008 | Uncapped Call |
| Protected Portfolio Investment - Assured Return | Skandia | Growth | 5.537 | n/a | 118-118% | Artemis Income, Invesco Perpetual Corporate Bond, New Star UK Alpha, Norwich Property Trust, Schrode | n/a | Initial 3% | 15-Oct-2008 | Uncapped Call |
| Protected Portfolio Investment - Averaged Return Maximum Protection | Skandia | Growth | 5.537 | n/a | 100-100% | Artemis Income, Invesco Perpetual Corporate Bond, New Star UK Alpha, Norwich Property Trust, Schrode | n/a | Initial 3% | 15-Oct-2008 | Uncapped Call |
| Protected Portfolio Investment - Averaged Return Strategic Growth | Skandia | Growth | 5.537 | n/a | 80-80% | Artemis Income, Invesco Perpetual Corporate Bond, New Star UK Alpha, Norwich Property Trust, Schrode | n/a | Initial 3% | 15-Oct-2008 | Uncapped Call |
| Protected Portfolio Investment - Global Vista Fund | Skandia | Growth | 5.537 | n/a | 100-100% | AXA Framlington Emerging Markets, Henderson European Opportunities, Invesco Perpetual Global Bond, M | n/a | Initial 3% | 15-Oct-2008 | Uncapped Call |
| Regular Fixed Income Plan September 08 | NDFA | Income | 5.548 | 7.25% | 0-0% | FTSE100 | n/a | Initial 3% | 20-Oct-2008 | Reverse Convertible |
| Regular Income Bond - September 2008 Edition | Barclays Wealth | Income | 5.0274 | 7.25% | 0-0% | DJ Stoxx50 | n/a | Initial 3% | 31-Oct-2008 | Reverse Convertible |
| The Clean Energy Select Account | Newcastle Intermediary Services | Growth | 5.0027 | n/a | 100-100% | Share Basket (Unspecified) | n/a | Initial 2.75% | 10-Oct-2008 | Capped Call |
| The Dual Income Plan - Issue 1 | Lehman Brothers | Income | 5.0329 | 8.8% | 0-0% | FTSE100 | n/a | Initial 3% | 24-Oct-2008 | Reverse Convertible |
| UK Commercial Property Growth Plan 3 | Morgan Stanley | Growth | 5.4082 | n/a | 100-100% | IPD UK Commercial Property Capital Growth Index | n/a | Initial 3% | 17-Oct-2008 | Uncapped Call |